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Home > Insider Trading > Filing (0001209191-20-018738)

Filing Details

Accession Number:: 0001209191-20-018738
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-13 12:21:41
Reporting Period:: 2020-03-12

Accepted Time:: 2020-03-13 12:21:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1778114	Allianzgi Artificial Intelligence & Technology Opportunities Fund	AIO	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1785237	K. C. James Chen	1633 Broadway New York NY		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-03-12	500	$14.00	3,500	No	4	P	Direct
Common Stock	Acquisiton	2020-03-12	100	$14.00	3,600	No	4	P	Direct
Common Stock	Acquisiton	2020-03-12	1,400	$13.99	5,000	No	4	P	Direct
Common Stock	Acquisiton	2020-03-12	100	$14.00	250	No	4	P	Indirect	By Daughter

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Indirect	By Daughter

Footnotes

Indirect ownership of shares of Common Stock, held in custody for the benefit of the reporting person's child.