Filing Details
- Accession Number:
- 0001209191-20-018711
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-13 11:40:10
- Reporting Period:
- 2020-03-12
- Accepted Time:
- 2020-03-13 11:40:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1276187 | Energy Transfer Lp | ET | Natural Gas Transmission (4922) | 300108820 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1276196 | C Ray Davis | 5950 Sherry Lane, Suite 550 Dallas TX 75225 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Units | Acquisiton | 2020-03-12 | 801,800 | $6.21 | 29,142,894 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Units | 1,112,069 | Indirect | By: RCD Stock Holdings, LLC |
| Common Units | 1,941,721 | Indirect | By: Avatar BW. Ltd. |
| Common Units | 328,383 | Indirect | By: ET Company, Ltd. |
| Common Units | 51,701 | Indirect | By: Avatar Holdings LLC |
| Common Units | 15,987,283 | Indirect | By: Linda Davis 2008 Family Trust |
| Common Units | 121,117 | Indirect | By: Avatar Stock Holdings, LP |
| Common Units | 28,203,003 | Indirect | By: Avatar ETC Stock Holdings, LLC |
| Common Units | 3,557,757 | Indirect | By: Avatar Investments, LP |
| Common Units | 4,768,027 | Indirect | By: Ray Davis 2008 Grandchildren's Trust |
| Common Units | 4,768,027 | Indirect | By: Linda Davis 2008 Grandchildren's Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Units | Phantom Units | $0.00 | 10,047 | 10,047 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 10,047 | 10,047 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $5.97 to $6.64, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
- The reported units are owned directly by RCD Stock Holdings, LLC, a limited liability company owned by Mr. Davis.
- The reported units are owned directly by Avatar BW, Ltd. a limited partnership, of which Mr. Davis is the owner of the general partner.
- The reported units are owned directly by ET Company, Ltd. The reported units represent the estimated pro rata interest of Mr. Davis in ET Company, Ltd. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
- The reported units are owned directly by Avatar Holdings LLC, a limited liability company owned by Mr. Davis.
- The reported units are owned directly by the Linda Davis 2008 Family Trust for the benefit of Mr. Davis' family. Mr. Davis' spouse is trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
- The reported units are owned directly by Avatar Stock Holdings, LP, a limited partnership of which Mr. Davis is the owner of the general partner.
- The reported units are owned directly by Avatar ETC Stock Holdings LLC, a limited liability company owned by Mr. Davis.
- The reported units are owned directly by Avatar Investments, LP, a limited partnership, of which Mr. Davis is the owner of the general partner.
- The reported units are owned directly by the Ray Davis 2008 Grandchildren's Trust for the benefit of Mr. Davis' grandchildren. Mr. Davis is the trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
- The reported units are owned directly by the Linda Davis 2008 Grandchildren's Trust for the benefit of Mr. Davis' grandchildren. Mr. Davis' spouse is the trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
- Phantom units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan that may vest in Partnership units, cash or other securities and is generally contingent upon the reporting person's continued services on the Board of the general partner of the Partnership on each applicable vesting date.
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