Filing Details

Accession Number:
0001213900-20-006214
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-13 10:00:50
Reporting Period:
2020-03-11
Accepted Time:
2020-03-13 10:00:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464790 B. Riley Financial Inc. RILY Services-Business Services, Nec (7389) 270223495
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1490907 N Alan Forman C/O B. Riley Financial, Inc.
21255 Burbank Blvd, Suite 400
Woodland Hills CA 91367
Evp, General Counsel, Sec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-11 4,000 $20.19 64,587 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $20.00 to $20.43. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.