Filing Details

Accession Number:
0001437749-20-004932
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-12 16:02:24
Reporting Period:
2020-03-11
Accepted Time:
2020-03-12 16:02:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1023844 National Holdings Corp NHLD Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 364128138
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1694509 A Michael Mullen 200 Vesey Street, 25Th Floor
New York NY 10281
Ceo And Chairman Of The Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-11 35,000 $2.14 298,593 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct