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Home > Insider Trading > Filing (0000704051-20-000023)

Filing Details

Accession Number:: 0000704051-20-000023
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-12 15:05:57
Reporting Period:: 2020-03-12

Accepted Time:: 2020-03-12 15:05:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
704051	Legg Mason Inc.	LM	Investment Advice (6282)	521200960

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1510019	Peter Nachtwey	Legg Mason, Inc. 100 International Drive Baltimore MD 21202	Sr. Executive Vp & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-03-12	11,350	$48.32	175,494	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

The sales reported in this Form 4 are additional sales effected for the purpose of covering exercise cost, taxes and fees, due to administrative error on the part of the third party administrator of the Legg Mason, Inc. 1996 Equity Incentive Plan, as amended, in connection with the exercise of options previously reported for March 3, 2020.