Filing Details

Accession Number:
0000914851-20-000049
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-12 14:03:03
Reporting Period:
2020-03-12
Accepted Time:
2020-03-12 14:03:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1488775 Clearbridge Mlp & Midstream Fund Inc. CEM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1240480 P Daniel Cronin C/O Legg Mason
620 Eighth Avenue, 49Th Floor
New York NY 10018
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-12 5,000 $3.60 10,066 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $3.5900 to $3.6099 inclusive. Mr. Cronin undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
  2. Includes shares acquired through the Fund's Dividend Reinvestment Plan.