Filing Details

Accession Number:
0001595585-20-000038
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-11 17:10:04
Reporting Period:
2020-03-10
Accepted Time:
2020-03-11 17:10:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1595585 Tricida Inc. TCDA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1491874 M. Geoffrey Parker 7000 Shoreline Court, Suite 201
South San Francisco CA 94080
Chief Fin. Officer And Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-10 5,000 $29.46 55,000 No 4 P Indirect By Equity Trust Company, Trustee of the Geoffrey M. Parker Rollover IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Equity Trust Company, Trustee of the Geoffrey M. Parker Rollover IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 60,000 Indirect By Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00
Common Stock 25,000 Indirect By Equity Trust Company, Trustee of the Geoffrey M. Parker Roth IRA
Common Stock 56,165 Direct
Footnotes
  1. The price reported in Column 1 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.31 to $29.57, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. Shares held by Equity Trust Company, Trustee of the Geoffrey M. Parker Rollover IRA.
  3. Shares held by the Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00.
  4. Shares held by Equity Trust Company, Trustee of the Geoffrey M. Parker Roth IRA.
  5. This amount includes 43 shares acquired on December 31, 2019 under the Tricida, Inc. 2018 Employee Stock Purchase Plan. This acquisition is exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from Section 16(a) pursuant to Rule 16a-3(f)(1)(i)(B).