Filing Details

Accession Number:
0001104659-20-031891
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-11 15:09:16
Reporting Period:
2020-03-11
Accepted Time:
2020-03-11 15:09:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1762229 Yieldstreet Prism Fund Inc. NONE () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1796982 Milind Mehere C/O Yieldstreet Prism Fund Inc.
300 Park Avenue, 15Th Floor
New York NY 10022
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-11 2,000 $10.00 12,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Includes 2,000 shares of Common Stock acquired directly by Mr. Mehere on the Transaction Date of this Form 4 (3/11/2020) and 10,000 shares of Common Stock previously acquired by YieldStreet Management, LLC (the "Adviser"), which is wholly owned by, and whose sole member is, YieldStreet Inc. ("YieldStreet"). YieldStreet may be deemed to be beneficially own the securities held by the Adviser by virtue of its control over the Adviser. Furthermore, Mr. Mehere and Mr. Michael Weisz may be deemed to beneficially own the securities held by the Adviser by virtue of Mr. Mehere's and Mr. Weisz's control over YieldStreet. Each of YieldStreet, Mr. Mehere and Mr. Weisz disclaims beneficial ownership of the securities held by the Adviser except to the extent of its or his pecuniary interest therein, if any.