Filing Details

Accession Number:
0001179110-20-003443
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-11 07:54:39
Reporting Period:
2020-03-09
Accepted Time:
2020-03-11 07:54:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466538 Cowen Inc. COWN Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1477552 Stephen Lasota Cowen Inc.
599 Lexington Avenue
New York NY 10022
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-03-09 2,000 $12.13 229,911 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct