Filing Details

Accession Number:
0001214659-20-002494
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-10 17:01:02
Reporting Period:
2020-03-07
Accepted Time:
2020-03-10 17:01:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
921582 Imax Corp IMAX Photographic Equipment & Supplies (3861) 980140269
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1255910 Mark Welton 2525 Speakman Drive
C/O Imax Corporation
Mississauga A6 L5K 1B1
President, Imax Theatres No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2020-03-07 4,334 $0.00 12,471 No 4 M Direct
Common Shares Acquisiton 2020-03-07 8,993 $0.00 21,464 No 4 M Direct
Common Shares Acquisiton 2020-03-07 9,337 $0.00 30,801 No 4 M Direct
Common Shares Disposition 2020-03-09 12,302 $14.18 18,499 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares restricted share units Disposition 2020-03-07 4,334 $0.00 4,334 $0.00
Common Shares restricted share units Disposition 2020-03-07 8,993 $0.00 8,993 $0.00
Common Shares restricted share units Disposition 2020-03-07 9,337 $0.00 9,337 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,199 No 4 M Direct
19,784 No 4 M Direct
37,350 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares (Opening Balance) 8,137 Direct
Footnotes
  1. Represents the conversion upon vesting of restricted share units into common shares.
  2. Mr. Welton is reporting the sale of common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit.
  3. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
  4. Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
  5. The restricted share units vest and will be converted to common shares in four installments: 20% of the initial grant on the first anniversary of the grant date, 25% of the initial grant on each of the second and third anniversaries of the grant date and 30% of the initial grant on December 1 of the third year after the grant date.
  6. This represents the number of restricted share units for this transaction only. Mr. Welton's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 149,524; 62,333 and 18,499, respectively.