Filing Details

Accession Number:
0001260098-20-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-10 16:16:10
Reporting Period:
2020-03-09
Accepted Time:
2020-03-10 16:16:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1496099 New Mountain Finance Corp NMFC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1260098 Robert Hamwee C/O New Mountain Capital, L.l.c.
787 7Th Avenue, 48Th Floor
New York NY 10019
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-09 600 $11.98 389,544 No 4 P Direct
Common Stock Acquisiton 2020-03-09 3,612 $11.98 393,156 No 4 P Direct
Common Stock Acquisiton 2020-03-09 5,788 $12.00 398,944 No 4 P Direct
Common Stock Acquisiton 2020-03-09 1,700 $11.79 400,644 No 4 P Direct
Common Stock Acquisiton 2020-03-09 4,100 $11.79 404,744 No 4 P Direct
Common Stock Acquisiton 2020-03-09 1,284 $11.80 406,028 No 4 P Direct
Common Stock Acquisiton 2020-03-09 2,916 $11.81 408,944 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,000 Indirect By Spouse, Dana L. Hamwee Inherited IRA
Footnotes
  1. Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on October 25, 2019.