Filing Details

Accession Number:
0001437749-20-004682
Form Type:
5
Zero Holdings:
No
Publication Time:
2020-03-10 15:38:56
Reporting Period:
2020-01-31
Accepted Time:
2020-03-10 15:38:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1036188 Qad Inc QADA_QADB Services-Prepackaged Software (7372) 770105228
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1424612 Kara Bellamy 100 Innovation Place
Santa Barbara CA 93108
Svp/Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2019-10-09 4,000 $45.54 11,195 No 4 S Direct
Class A Common Stock Acquisiton 2019-10-09 1,125 $11.81 12,320 No 4 M Direct
Class A Common Stock Disposition 2019-10-09 290 $45.83 12,030 No 4 D Direct
Class A Common Stock Disposition 2019-10-09 288 $45.83 11,742 No 4 F Direct
Class A Common Stock Disposition 2019-10-15 547 $45.70 11,195 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Appreciation Right Disposition 2019-10-09 1,125 $0.00 1,125 $11.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-06-11 2021-06-11 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.50 to $45.62, inclusive. The reporting person undertakes to provide to QAD Inc., any security holder of QAD Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 5.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.69 to $45.71, inclusive. The reporting person undertakes to provide to QAD Inc., any security holder of QAD Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 5.