Filing Details

Accession Number:
0000049071-20-000055
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-10 11:34:21
Reporting Period:
2020-03-08
Accepted Time:
2020-03-10 11:34:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49071 Humana Inc HUM Hospital & Medical Service Plans (6324) 610647538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1565717 S. Timothy Huval Humana Inc.
500 West Main Street
Louisville KY 40202
Chief Administrative Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Humana Common Acquisiton 2020-03-08 1,782 $0.00 9,774 No 4 M Direct
Humana Common Disposition 2020-03-08 802 $359.85 8,972 No 4 F Direct
Humana Common Acquisiton 2020-03-09 459 $217.42 9,431 No 4 M Direct
Humana Common Disposition 2020-03-09 278 $359.85 9,153 No 4 F Direct
Humana Common Acquisiton 2020-03-09 5,167 $217.42 14,320 No 4 M Direct
Humana Common Acquisiton 2020-03-09 7,290 $217.42 21,610 No 4 M Direct
Humana Common Disposition 2020-03-09 12,457 $342.89 9,153 No 4 S Direct
Humana Common Disposition 2020-03-09 980 $343.06 8,173 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Humana Common Options Disposition 2020-03-09 12,916 $0.00 12,916 $217.42
Humana Common Restricted Stock Units Disposition 2020-03-08 1,782 $0.00 1,782 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-03-08 No 4 M Direct
0 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Humana Common Options $268.47 2025-02-19 4,416 4,416 Direct
Humana Common Options $307.97 2026-02-25 6,106 6,106 Direct
Humana Common Options $350.79 2027-02-24 6,088 6,088 Direct
Humana Common Restricted Stock Units $0.00 513 513 Direct
Humana Common Restricted Stock Units $0.00 920 920 Direct
Humana Common Restricted Stock Units $0.00 1,212 1,212 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-02-19 4,416 4,416 Direct
2026-02-25 6,106 6,106 Direct
2027-02-24 6,088 6,088 Direct
513 513 Direct
920 920 Direct
1,212 1,212 Direct
Footnotes
  1. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 15,498 options vesting in three annual increments, and 7,749 options fully vest three years from the date of grant.
  2. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
  3. Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
  4. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
  5. Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  6. Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  7. Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.
  8. Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
  9. Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
  10. Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
  11. Shares swapped for the payment of purchase price on stock option exercise, using Fair Market Value of Humana Inc. common stock on March 6, 2020.
  12. Price reported is weighted avg sales price.
  13. All shares sold at price reported.