Filing Details

Accession Number:
0001209191-20-017538
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-09 21:05:10
Reporting Period:
2020-03-05
Accepted Time:
2020-03-09 21:05:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1438533 Retrophin Inc. RTRX Pharmaceutical Preparations (2834) 262383102
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1579649 L. Noah Rosenberg C/O Retrophin, Inc.
3721 Valley Centre Drive, Suite 200
San Diego CA 92130
Chief Medical Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-05 5,000 $0.00 29,045 No 4 A Direct
Common Stock Disposition 2020-03-05 1,790 $15.36 27,255 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. On July 26, 2018, the reporting person was granted performance restricted stock units (PRSUs) covering 10,000 shares of the Issuer's common stock, which vest upon the satisfaction of certain performance criteria. On March 5, 2020, a portion of the PRSUs vested upon the Issuer's confirmation that the first 190 patients in the sparsentan DUPLEX Phase 3 Study had been enrolled
  2. Includes an aggregate of 1,545 shares of the Issuer's common stock acquired by the reporting person on May 31, 2019 and November 30, 2019 pursuant to an employee stock purchase program.
  3. Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested performance restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.