Filing Details

Accession Number:
0001441683-20-000026
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-09 17:20:27
Reporting Period:
2020-03-06
Accepted Time:
2020-03-09 17:20:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1441683 Appian Corp APPN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1255235 Leon David Mitchell C/O Appian Corporation
7950 Jones Branch Drive
Tysons VA 22102
Senior Vp, Worldwide Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-03-06 10,000 $0.00 18,837 No 4 M Direct
Class A Common Stock Disposition 2020-03-06 3,091 $46.83 15,746 No 4 S Direct
Class A Common Stock Disposition 2020-03-06 100 $47.29 15,646 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Unit Disposition 2020-03-06 10,000 $0.00 10,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
54,917 No 4 M Direct
Footnotes
  1. Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2019, solely to cover taxes, commissions and fees due upon vesting of RSUs.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.25 to $47.23, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
  4. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
  5. The RSUs were granted on 2/15/2018 and vest in five (5) equal annual installments commencing on the one-year anniversary of 3/5/2018, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.