Filing Details

Accession Number:
0001209191-11-018228
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-15 21:02:07
Reporting Period:
2011-03-15
Filing Date:
2011-03-15
Accepted Time:
2011-03-15 21:02:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326973 Smart Modular Technologies (Wwh) Inc. SMOD Semiconductors & Related Devices (3674) 202509518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1008034 Mukesh Patel C/O: Smart Modular Technologies
39870 Eureka Drive
Newark CA 94560
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-03-15 10,000 $6.23 294,287 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 164,106 Indirect See footnote
Common Stock 23,109 Direct
Footnotes
  1. Also referred to as ordinary shares.
  2. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2010.
  3. The price reported is the weighted-average price. The shares were sold in multiple transactions at prices ranging from $6.17 to $6.30, inclusive.
  4. Reflects 294,287 shares held by Patel Family Partners, L.P. Mukesh Patel and Harsha Patel are the general partners of Patel Family Partners, L.P. and share voting and investment power over the securities held by such entity. Such persons and entities disclaim beneficial ownership of the shares reported herein except to the extent of any pecuniary interests therein.
  5. Reflects 164,106 shares held by the Patel Revocable Trust. The reporting person is a trustee of the Patel Revocable Trust and may be deemed to have voting and dispositive power over the shares held by such entity. The reporting person disclaims beneficial ownership of the shares held by the Patel Revocable Trust except to the extent of any pecuniary interests therein.