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Filing Details

Accession Number:: 0001699947-20-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-06 17:55:55
Reporting Period:: 2020-03-06

Accepted Time:: 2020-03-06 17:55:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1689923	Alteryx Inc.	AYX	Services-Prepackaged Software (7372)	900673106

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1699947	Charles Cory	C/O Alteryx, Inc. 3345 Michelson Drive, Suite 400 Irvine CA 92612		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2020-03-06	2,500	$0.00	13,765	No	4	C	Direct
Class A Common Stock	Disposition	2020-03-06	2,500	$146.47	11,265	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (Right to Buy)	Disposition	2020-03-06	2,500	$0.00	2,500	$9.50
Class A Common Stock	Class B Common Stock	Acquisiton	2020-03-06	2,500	$0.00	2,500	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-03-06	2,500	$0.00	2,500	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
105,156	2018-03-10	2026-04-29	No	4	M	Direct
2,500			No	4	M	Direct
0			No	4	C	Direct

Footnotes

Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
Includes 1,986 unvested shares subject to an award of restricted stock units ("RSUs"). The RSUs shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) May 22, 2020, in each case, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.