Filing Details

Accession Number:
0001209191-20-016994
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-06 17:43:45
Reporting Period:
2020-03-05
Accepted Time:
2020-03-06 17:43:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1575515 Sprouts Farmers Market Inc. SFM Retail-Grocery Stores (5411) 320331600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1747971 David Mcglinchey 5455 E. High Street, Suite 111
Phoenix AZ 85054
Chief Format Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Disposition 2020-03-05 837 $16.53 15,928 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2020-03-06 749 $16.96 15,179 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.
  2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.53 to $16.6281 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.96 to $17.04 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. Includes 8,118 shares of common stock and 7,061 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 2,344 restricted stock units will vest on March 5, 2021. 4,717 restricted stock units will vest evenly over two years on March 4, 2021 and March 4, 2022. All such vestings assume continued employment through the applicable vest date.