Home > Insider Trading > Filing (0001562180-20-002272)

Filing Details

Accession Number:: 0001562180-20-002272
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-06 17:24:51
Reporting Period:: 2020-03-04

Accepted Time:: 2020-03-06 17:24:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1577368	Qts Realty Trust Inc.	QTS	Real Estate Investment Trusts (6798)	462809094

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1587367	E. Shirley Goza	C/O Qts Realty Trust, Inc. 12851 Foster Street Overland Park KS 66213	Secretary	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2020-03-04	1,646	$0.00	37,385	No	4	C	Direct
Class A Common Stock	Disposition	2020-03-04	1,646	$60.03	35,739	No	4	S	Direct
Class A Common Stock	Acquisiton	2020-03-04	6,317	$35.81	42,056	No	4	M	Direct
Class A Common Stock	Disposition	2020-03-04	6,317	$59.84	35,739	No	4	S	Direct
Class A Common Stock	Acquisiton	2020-03-04	8,424	$34.03	44,163	No	4	M	Direct
Class A Common Stock	Disposition	2020-03-04	8,424	$59.98	35,739	No	4	S	Direct
Class A Common Stock	Acquisiton	2020-03-04	6,659	$21.00	42,398	No	4	M	Direct
Class A Common Stock	Disposition	2020-03-04	6,659	$59.91	35,739	No	4	S	Direct
Class A Common Stock	Disposition	2020-03-04	16,314	$59.84	19,425	No	4	S	Direct
Class A Common Stock	Disposition	2020-03-05	884	$60.07	18,541	No	4	F	Direct
Class A Common Stock	Acquisiton	2020-03-06	9,847	$0.00	28,388	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	F	Direct
No	4	A	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class A Units of Operating Partnership	Disposition	2020-03-04	1,646	$0.00	1,646	$0.00
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2020-03-04	6,317	$35.81	6,317	$35.81
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2020-03-04	8,424	$34.03	8,424	$34.03
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2020-03-04	6,659	$0.00	6,659	$21.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
10,000		No	4	C	Direct
0	2025-02-27	No	4	M	Direct
4,242	2028-03-07	No	4	M	Direct
0	2023-10-15	No	4	M	Direct

Footnotes

Class A units of Operating Partnership are redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning November 1, 2014, which was one year following the beginning of the first full calendar month following the closing of the Company's initial public offering.
These restricted shares were granted under the QTS Realty Trust, Inc. 2013 Equity Incentive Plan (the "Plan") and vest over three years beginning on the first anniversary of the date of grant and each quarter thereafter.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.99 to $60.04, inclusive. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote (2).
6,317 shares of Class A common stock were acquired upon Mrs. Goza's exercise of options to purchase shares of Class A common stock, granted on February 27, 2015 under the QTS Realty Trust, Inc. 2013 Equity Compensation Plan. The options vest over a four year period beginning on the first anniversary of the date of grant and at the end of each calendar quarter thereafter.
8,424 shares of Class A common stock were acquired upon Mrs. Goza's exercise of options to purchase shares of Class A common stock, granted on March 7, 2018 under the QTS Realty Trust, Inc. 2013 Equity Compensation Plan. The options vest over a three year period beginning on the first anniversary of the date of grant and at the end of each calendar quarter thereafter.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.97 to $60.035, inclusive. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote (5).
6,659 shares of Class A common stock were acquired upon Mrs. Goza's exercise of options to purchase shares of Class A common stock, granted on October 15, 2013 under the QTS Realty Trust, Inc. 2013 Equity Compensation Plan. The options vest over a four year period beginning on the first anniversary of the date of grant and at the end of each calendar quarter thereafter.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.84 to $59.98, inclusive. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote (7).
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.27 to $60.25, inclusive. The reporting person undertakes to provide to QTS Realty Trust, Inc., any security holder of QTS Realty Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote (8).
Reflects shares surrendered to the Issuer to satisfy tax withholding obligation in connection with the vesting of restricted shares.