Filing Details
- Accession Number:
- 0001179110-11-004976
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-15 19:06:31
- Reporting Period:
- 2011-03-11
- Filing Date:
- 2011-03-15
- Accepted Time:
- 2011-03-15 19:06:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1407450 | Convio Inc. | CNVO | Services-Prepackaged Software (7372) | 742935609 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1490369 | Eugene Austin | 11501 Domain Drive Suite 200 Austin TX 78758 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-11 | 44,000 | $1.14 | 421,243 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-14 | 25,000 | $10.71 | 396,243 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2011-03-11 | 44,000 | $0.00 | 44,000 | $1.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-08-30 | No | 4 | M | Direct |
Footnotes
- The option was granted under the issuer's 1999 Stock Option/Stock Issuance Plan and is fully vested and exercisable.
- Reported transaction executed pursuant to a pre-arranged stock trading plan adopted in accordance with guidelines specified under Rule 10b5-1 of the Securities Exchange Act of 1934.
- This transaction was executed in multiple trades at prices ranging from $10.63 to $10.80. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
