Filing Details

Accession Number:
0001437749-20-004464
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-05 20:11:34
Reporting Period:
2020-03-03
Accepted Time:
2020-03-05 20:11:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1172358 Dorchester Minerals L.p. DMLP Crude Petroleum & Natural Gas (1311) 810551518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200964 Jr C H Allen 3838 Oak Lawn Ave
Suite 300
Dallas TX 75219
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units Acquisiton 2020-03-03 500 $15.00 7,470 No 4 P Indirect See Footnote
Common Units Acquisiton 2020-03-03 950 $14.80 8,420 No 4 P Indirect See Footnote
Common Units Acquisiton 2020-03-03 1,000 $14.80 26,600 No 4 P Indirect See Footnote
Common Units Acquisiton 2020-03-04 1,000 $14.65 27,600 No 4 P Indirect See Footnote
Common Units Acquisiton 2020-03-03 1,000 $14.86 19,537 No 4 P Indirect See Footnote
Common Units Acquisiton 2020-03-04 1,000 $14.65 20,537 No 4 P Indirect See Footnote
Common Units Acquisiton 2020-03-03 160 $14.89 30,313 No 4 P Direct
Common Units Acquisiton 2020-03-03 295 $14.86 30,608 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Units 154,840 Indirect See Footnote
Common Units 5,531 Indirect See Footnote
Common Units 53,224 Indirect See Footnote
Footnotes
  1. These common units are held by Mega Petroleum, Inc. Mr. Allen is the President of Mega Petroleum, Inc. and disclaims beneficial ownership of these units. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  2. These common units are held by the Credit Shelter Trust of which Mr. Allen is a trustee. 25,600 common units were transferred into the Credit Shelter Trust from the 2011 Pete and Kay Allen Family Trust and from Mr. Allen's individual account.
  3. These common units are held by the Surviving Settlors Trust of which Mr. Allen is trustee. 18,537 units were transferred into the Surviving Settlors Trust from the 2011 Pete and Kay Allen Family Trust and from Mr. Allen's individual account.
  4. These common units are held by Mr. Allen in his individual name, IRA or Keogh Plan.
  5. Mr. Allen disclaims beneficial ownership of those common units owned by Rabbitfoot Investments, LLC in which he does not have pecuniary interest. Rabbitfoot Investments, LLC is owned by Rabbitfoot Ranch and Cattle Company, Ltd. and its general partner is RR&CC Management, Inc. which is owned by Mr. Allen and his spouse.
  6. Mr. Allen disclaims beneficial ownership of those common units owned by SAM Partners Management, Inc. in which he does not have a pecuniary interest. Mr. Allen is the secretary and a shareholder of SAM Partners Management, Inc.
  7. Mr. Allen disclaims beneficial ownership of those common units owned by Smith Allen Oil & Gas, LLP in which he does not have a pecuniary interest. Mr. Allen is the secretary and a shareholder of Smith Allen Oil & Gas, LLP.