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Filing Details

Accession Number:: 0001126328-20-000093
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-05 16:35:12
Reporting Period:: 2020-03-03

Accepted Time:: 2020-03-05 16:35:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1126328	Principal Financial Group Inc	PFG	Accident & Health Insurance (6321)	421520346

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1278726	D Deanna Strable-Soethout	711 High Street Des Moines IA 50392	Evp & Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-03-03	3,099	$45.17	80,510	No	4	S	Direct
Common Stock	Disposition	2020-03-03	4,051	$46.06	76,459	No	4	S	Direct
Common Stock	Disposition	2020-03-03	1,116	$46.95	75,343	No	4	S	Direct
Common Stock	Disposition	2020-03-03	846	$45.13	48,888	No	4	S	Indirect	By Spouse
Common Stock	Disposition	2020-03-03	1,100	$46.02	47,788	No	4	S	Indirect	By Spouse
Common Stock	Disposition	2020-03-03	350	$46.88	47,438	No	4	S	Indirect	By Spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	By Spouse
No	4	S	Indirect	By Spouse
No	4	S	Indirect	By Spouse

Footnotes

The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2019.
The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 24, 2019.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.65 - $45.60, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5), (6), (7) and (8) of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.67 - $46.64, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.70 - $47.35, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.61 - $45.52, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.65 - $46.60, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.69 - $47.15, inclusive.