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Home > Insider Trading > Filing (0001403256-20-000104)

Filing Details

Accession Number:
0001403256-20-000104
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-04 16:17:26
Reporting Period:
2020-03-02
Accepted Time:
2020-03-04 16:17:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403256 Sculptor Capital Management Inc. SCU Investment Advice (6282) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1691807 Michael David Levine C/O Sculptor Capital Management
9 West 57Th Street
New York NY 10019		 Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Acquisiton 2020-03-02 8,371 $0.00 8,371 No 4 M Direct
Class A Shares Acquisiton 2020-03-03 189 $0.00 8,560 No 4 M Direct
Class A Shares Disposition 2020-03-03 8,560 $24.61 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Shares Class A Restricted Share Units Disposition 2020-03-02 8,371 $0.00 8,371 $0.00
Class A Shares Class A Restricted Share Units Acquisiton 2020-03-03 373 $0.00 373 $0.00
Class A Shares Class A Restricted Share Units Acquisiton 2020-03-03 364 $0.00 364 $0.00
Class A Shares Class A Restricted Share Units Acquisiton 2020-03-03 423 $0.00 423 $0.00
Class A Shares Class A Restricted Share Units Disposition 2020-03-03 189 $0.00 189 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,148 No 4 M Direct
8,521 No 4 A Direct
16,495 No 4 A Direct
19,149 No 4 A Direct
8,332 No 4 M Direct
Footnotes
  1. The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
  2. Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
  3. The Class A Shares were sold at prices ranging from $23.48 to $25.29. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price.
  4. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 23, 2017. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, as follows: 2,805 on September 14, 2020; and 5,343 on March 1, 2021.
  5. The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units.
  6. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 23, 2017. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, as follows: 189 are fully vested, as they relate to dividend equivalents accrued on the Class A Restricted Share Units that vested on March 2, 2020; 2,868 on September 14, 2020; and 5,464 on March 1, 2021.
  7. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2021, January 1, 2022 and January 1, 2023.
  8. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2021 and January 1, 2022.
  9. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 23, 2017. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, as follows: 2,868 on September 14, 2020; and 5,464 on March 1, 2021.