Filing Details

Accession Number:
0001666071-20-000058
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-04 16:08:34
Reporting Period:
2020-03-02
Accepted Time:
2020-03-04 16:08:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1666071 Cardlytics Inc. CDLX Services-Computer Programming, Data Processing, Etc. (7370) 263039436
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1730451 Thomas David Evans C/O Cardlytics, Inc.
675 Ponce De Leon Avenue Ne, Suite 6000
Atlanta GA 30308
Chief Administrative Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-03-02 4,310 $78.80 12,438 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Acquisiton 2020-03-04 87,500 $0.00 87,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
87,500 No 4 A Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.
  2. Includes 10,938 vested shares which have not been delivered.
  3. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
  4. The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date. If the Issuer determines to end the Reporting Person's employment before the anniversary date, excluding termination for cause, the RSUs will immediately fully vest on the Reporting Person's final day of employment.