Filing Details

Accession Number:
0001410636-20-000058
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-04 09:27:33
Reporting Period:
2020-03-02
Accepted Time:
2020-03-04 09:27:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410636 American Water Works Company Inc. AWK Water Supply (4941) 510063696
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1699352 M Melanie Kennedy 1 Water Street
Camden NJ 08102-1658
Svp, Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-02 1,969 $65.15 10,537 No 4 M Direct
Common Stock Acquisiton 2020-03-02 1,990 $52.75 12,527 No 4 M Direct
Common Stock Disposition 2020-03-02 1,969 $127.73 10,558 No 4 S Direct
Common Stock Disposition 2020-03-02 1,990 $127.42 8,568 No 4 S Direct
Common Stock Disposition 2020-03-02 1,089 $128.17 7,479 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2020-03-02 1,969 $0.00 1,969 $65.15
Common Stock Employee Stock Option (right to buy) Disposition 2020-03-02 1,990 $0.00 1,990 $52.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-12-31 No 4 M Direct
0 2021-12-31 No 4 M Direct
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.72 to $127.75, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
  2. This option award vested in three equal installments on January 1, 2017, 2018 and 2019.
  3. This option award vested in three equal installments on January 1, 2016, 2017 and 2018.