Filing Details
- Accession Number:
- 0001179110-20-002927
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-03 17:37:08
- Reporting Period:
- 2020-02-28
- Accepted Time:
- 2020-03-03 17:37:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 884269 | Alpha Pro Tech Ltd | APT | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 631030494 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1258134 | Lloyd Hoffman | 60 Centurian Drive Suite 112 Markham A6 L3R 9R2 | Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-02-28 | 155,000 | $34.49 | 0 | No | 5 | S | Indirect | By 1268265 Ontario Inc. |
| Common Stock | Acquisiton | 2020-02-28 | 200,000 | $2.12 | 271,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-28 | 31,667 | $3.20 | 302,667 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-28 | 301,667 | $34.49 | 1,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | S | Indirect | By 1268265 Ontario Inc. |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | employee stock option ( right to buy) | Disposition | 2020-02-28 | 66,667 | $0.00 | 66,667 | $2.12 |
| Common Stock | employee stock option ( right to buy) | Disposition | 2020-02-28 | 66,667 | $0.00 | 66,667 | $2.12 |
| Common Stock | employee stock options ( right to buy) | Disposition | 2020-02-28 | 66,666 | $0.00 | 66,666 | $2.12 |
| Common Stock | employee stock options ( right to buy) | Disposition | 2020-02-28 | 31,667 | $0.00 | 31,667 | $3.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 328,333 | 2017-06-24 | 2021-06-23 | No | 4 | M | Direct |
| 261,666 | 2018-06-24 | 2021-06-23 | No | 4 | M | Direct |
| 195,000 | 2019-06-24 | 2021-06-23 | No | 4 | M | Direct |
| 163,333 | 2019-03-21 | 2023-03-20 | No | 4 | M | Direct |
Footnotes
- On August 14,2018, upon the distribution of assets from a family trust, the reporting person acquired 155,000 shares of the issuer's common stock, which shares will be held by 1268265 Ontario Inc., of which the reporting person is the sole shareholder
Billionaire Hedge Funds
