Filing Details
- Accession Number:
- 0001209191-20-015069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-03 16:03:23
- Reporting Period:
- 2020-02-28
- Accepted Time:
- 2020-03-03 16:03:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1380530 | Melanie Hughes | 7 World Trade Center 250 Greenwich Street New York NY 10007 | Svp & Chief Hr Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-02-28 | 1,875 | $235.39 | 2,903 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-02-28 | 1,089 | $138.68 | 3,992 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-28 | 795 | $235.39 | 3,197 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-02-28 | 894 | $167.50 | 4,091 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-28 | 725 | $235.39 | 3,366 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-02-28 | 951 | $173.58 | 4,317 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-28 | 788 | $235.39 | 3,529 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-03-01 | 5,742 | $0.00 | 9,271 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2020-03-02 | 3,035 | $251.20 | 6,236 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-02-28 | 1,089 | $0.00 | 1,089 | $138.68 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-02-28 | 894 | $0.00 | 894 | $167.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-02-28 | 951 | $0.00 | 951 | $173.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-09-29 | 2027-09-29 | No | 4 | M | Direct |
| 0 | 2019-02-16 | 2028-02-16 | No | 4 | M | Direct |
| 0 | 2020-02-25 | 2029-02-25 | No | 4 | M | Direct |
Footnotes
- Receipt of shares acquired upon settlement of 2017-2019 Performance Shares.
- Disposition of shares to satisfy tax withholding obligation.
- One fourth of options vest each year beginning with the date indicated.
Billionaire Hedge Funds
