Filing Details

Accession Number:
0001445263-20-000002
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-03-03 09:43:37
Reporting Period:
2020-02-27
Accepted Time:
2020-03-03 09:43:37
Original Submission Date:
2020-03-02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
706129 Horizon Bancorp Inc HBNC State Commercial Banks (6022) 351562417
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1445263 Dennis Kuhn 800 East Milham Road
Portage MI 49002
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-27 8,625 $4.45 18,102 No 4 M Direct
Common Stock Acquisiton 2020-02-27 4,575 $15.87 13,527 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2020-02-27 8,625 $0.00 8,625 $4.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-05-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,944 Indirect By ESOP
Common Stock 2,256 Indirect By ThrifPlan
Common Stock 2,553 Indirect By SERP
Footnotes
  1. Adjusted to reflect additional shares allocated to the reporting person's benefit plan account after the date of the reporting person's last ownership report.
  2. The option was granted on May 17, 2010 and vested in five equal installments beginning on the first anniversary of the date of grant.