Filing Details

Accession Number:
0000093751-20-000723
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-02 16:17:00
Reporting Period:
2020-02-27
Accepted Time:
2020-03-02 16:17:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
93751 State Street Corp STT State Commercial Banks (6022) 042456637
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1497324 P Andrew Kuritzkes State Street Corporation
One Lincoln Street
Boston MA 02111
Evp And Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-27 16,036 $0.00 88,189 No 4 A Direct
Common Stock Acquisiton 2020-02-27 24,005 $0.00 112,194 No 4 A Direct
Common Stock Disposition 2020-02-27 12,144 $69.38 100,050 No 4 F Direct
Common Stock Disposition 2020-02-28 3,800 $66.26 96,250 No 4 S Direct
Common Stock Disposition 2020-02-28 5,966 $67.09 90,284 No 4 S Direct
Common Stock Disposition 2020-02-28 2,095 $67.73 88,189 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
  2. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
  3. Settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.
  4. These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.
  5. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.60 through $66.58, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.60 through $67.55, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.60 through $68.15, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.