Filing Details
- Accession Number:
- 0000104918-20-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-02 15:03:30
- Reporting Period:
- 2020-02-27
- Accepted Time:
- 2020-03-02 15:03:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 104918 | Avista Corp | AVA | Electric & Other Services Combined (4931) | 910462470 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1174957 | L Scott Morris | 1411 E Mission Ave Spokane WA 99202 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock-Performance Shares | Acquisiton | 2020-02-27 | 16,108 | $0.00 | 223,138 | No | 4 | M | Direct | |
| Common Stock-Performance Shares | Disposition | 2020-02-27 | 10,452 | $49.49 | 212,686 | No | 4 | F | Direct | |
| Common Stock - 2017 Restricted Stock Delivered | Acquisiton | 2020-02-27 | 2,684 | $0.00 | 217,112 | No | 4 | A | Direct | |
| Common Stock - 2017 Restricted Shares | Disposition | 2020-02-27 | 1,742 | $49.49 | 215,370 | No | 4 | F | Direct | |
| Shares Held By Broker | Disposition | 2020-03-02 | 16,000 | $48.97 | 199,370 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Conversion of 2017 Performance Shares Related to CEPS | Disposition | 2020-02-27 | 13,280 | $0.00 | 13,280 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Estimated Shares Held In 401(K) Plan | 178 | Indirect | Held in 401(K) Plan |
Footnotes
- Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.
- Shares withheld to pay income tax on Performance Shares acquired 2/27/20.
- Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period.
- Shares withheld to pay income tax on Restricted Shares acquired 2/27/20.
Billionaire Hedge Funds
