Filing Details

Accession Number:
0001209191-20-013697
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-28 14:27:56
Reporting Period:
2019-12-20
Accepted Time:
2020-02-28 14:27:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1778114 Allianzgi Artificial Intelligence & Technology Opportunities Fund AIO () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1785237 K. C. James Chen 1633 Broadway
New York NY
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-20 1,300 $19.94 1,300 No 4 P Direct
Common Stock Acquisiton 2019-12-20 200 $19.91 1,500 No 4 P Direct
Common Stock Acquisiton 2019-12-20 91 $19.93 1,591 No 4 P Direct
Common Stock Acquisiton 2019-12-20 200 $19.98 1,791 No 4 P Direct
Common Stock Acquisiton 2019-12-20 709 $19.98 2,500 No 4 P Direct
Common Stock Acquisiton 2019-12-31 500 $20.12 3,000 No 4 P Direct
Common Stock Acquisiton 2019-12-31 150 $20.09 150 No 4 P Indirect By Daughter
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Indirect By Daughter
Footnotes
  1. Indirect ownership of shares of Common Stock, held in custody for the benefit of the reporting person's child.