Filing Details
- Accession Number:
- 0000009984-20-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-28 14:22:54
- Reporting Period:
- 2020-02-26
- Accepted Time:
- 2020-02-28 14:22:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007661 | O Thomas Barnes | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-02-25 | 6,648 | $0.00 | 62,403 | No | 5 | G | Indirect | Trust #42-01-102-2549053 |
| Common Stock | Disposition | 2020-02-26 | 130 | $57.00 | 412,296 | No | 4 | S | Indirect | Trust #42-01-102-8546559 (1E) |
| Common Stock | Disposition | 2020-02-26 | 35 | $57.00 | 75,728 | No | 4 | S | Indirect | Trust #42-01-102-8550714 (2E) |
| Common Stock | Disposition | 2020-02-26 | 45 | $57.00 | 160,609 | No | 4 | S | Indirect | Trust #42-01-102-8550720 (3E) |
| Common Stock | Disposition | 2020-02-26 | 825 | $57.00 | 479,703 | No | 4 | S | Indirect | Trust #42-01-102-8550719 (4E) |
| Common Stock | Disposition | 2020-02-26 | 250 | $57.00 | 410,026 | No | 4 | S | Indirect | Trust #42-01-102-8546558 (5E/5W) |
| Common Stock | Disposition | 2020-02-26 | 35 | $57.00 | 83,723 | No | 4 | S | Indirect | Trust #42-01-102-8550713 (6E/7W) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | Trust #42-01-102-2549053 |
| No | 4 | S | Indirect | Trust #42-01-102-8546559 (1E) |
| No | 4 | S | Indirect | Trust #42-01-102-8550714 (2E) |
| No | 4 | S | Indirect | Trust #42-01-102-8550720 (3E) |
| No | 4 | S | Indirect | Trust #42-01-102-8550719 (4E) |
| No | 4 | S | Indirect | Trust #42-01-102-8546558 (5E/5W) |
| No | 4 | S | Indirect | Trust #42-01-102-8550713 (6E/7W) |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 391,456 | Direct | |
| Common Stock | 4,412 | Indirect | By my wife |
| Common Stock | 39,116 | Indirect | Trust #42-01-102-8546568 |
Footnotes
- Reflects distribution to trust beneficiary.
- Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.
- Includes (a) a balance of 1589 Restricted Stock Units granted 2/13/2020, which are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date; (b) 12,000 shares of deferred stock under the Non-Employee Director Deferred Stock Plan, which are payable in shares of common stock upon separation from service as a director, and (c) 377,866.85 shares of common stock.
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