Filing Details

Accession Number:
0001104659-20-026941
Form Type:
5
Zero Holdings:
No
Publication Time:
2020-02-28 12:54:37
Reporting Period:
2019-12-31
Accepted Time:
2020-02-28 12:54:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1711786 Hoth Therapeutics Inc. HOTH Patent Owners & Lessors (6794) DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
12239 Spherix Inc 1 Rockefeller Plaza, 11Th Floor
New York NY 10020
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-30 1,700,000 $675,000.00 1,700,000 No 5 P Direct
Common Stock Acquisiton 2019-02-28 35,714 $199,998.00 1,735,714 No 5 P Direct
Common Stock Disposition 2019-10-28 90,258 $0.00 1,645,456 No 4 J Direct
Common Stock Disposition 2019-11-08 9,226 $0.00 1,636,230 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Direct
No 5 P Direct
No 4 J Direct
No 4 J Direct
Footnotes
  1. Hoth Therapeutics, Inc. (the "Issuer") registered its shares of common stock under Section 12(b) of the Securities Exchange Act of 1934, as amended, on February 6, 2019. As of that date, Spherix Incorporated ("Spherix") owned 1,700,000 shares of common stock of the Issuer.
  2. The shares are held directly by Spherix. The board of directors of Spherix appointed a committee of 3 members to exercise voting and dispositive power over the securities held by such Spherix. Anthony Hayes, a director of the Issuer and the Chief Executive Officer and a member of the board of directors of Spherix, abstained from the vote to appoint the committee and is not part of the committee and does not exercise voting and dispositive power over the securities held by such Spherix.
  3. On October 28, 2019 and November 8, 2019, Spherix Incorporated ("Spherix") distributed an aggregate of 99,484 shares of the Issuer's common stock on a pro rata basis to its stockholders of record as of October 21, 2019 (the "Record Date"). Stockholders of Spherix received 1 share of the Issuer's common stock for each 29 shares of Spherix common stock held by such stockholders as of the Record Date.