Filing Details
- Accession Number:
- 0000899243-20-006146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-28 11:49:18
- Reporting Period:
- 2019-11-25
- Accepted Time:
- 2020-02-28 11:49:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1333822 | Semileds Corp | LEDS | Semiconductors & Related Devices (3674) | 202735523 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1506777 | J.r. Simplot Co | 1099 West Front Street Boise ID 83702 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-25 | 500,000 | $3.00 | 500,000 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2020-02-07 | 500,000 | $0.00 | 0 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2020-02-07 | 500,000 | $0.00 | 500,000 | No | 4 | J | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | J | Direct | |
| No | 4 | J | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Convertible Unsecured Promissory Note | Acquisiton | 2019-11-25 | 1,500,000 | $1,500,000.00 | 500,000 | $3.00 |
| Common Stock | Convertible Unsecured Promissory Note | Disposition | 2020-02-07 | 1,500,000 | $1,500,000.00 | 500,000 | $3.00 |
| Common Stock | Convertible Unsecured Promissory Note | Acquisiton | 2020-02-07 | 1,500,000 | $1,500,000.00 | 500,000 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 500,000 | 2019-11-25 | No | 4 | P | Direct | |
| 0 | 2019-11-25 | No | 4 | J | Direct | |
| 500,000 | 2019-11-25 | No | 4 | J | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 989,934 | Indirect | See Footnote |
Footnotes
- Consists of 989,934 shares of Common Stock owned of record by Simplot Taiwan Inc., an Idaho corporation. Simplot Taiwan Inc. is wholly owned by J.R. Simplot Company, a Nevada corporation. Accordingly, J.R. Simplot Company may be deemed to have shared voting and investment power over such shares.
- Consists of a Convertible Unsecured Promissory Note initially issued to J.R. Simplot Company in the principal amount of $1,500,000. The Note is convertible into Common Stock at any time at a conversion price of $3.00 per share. Accordingly, J.R. Simplot Company may be deemed to have voting and investment power over the shares into which such note is convertible.
- On February 7, 2020, J.R. Simplot Company assigned the Convertible Unsecured Promissory Note to Simplot Taiwan Inc. for no consideration. Accordingly, J.R. Simplot Company may be deemed to have voting and investment power over the shares into which such note is convertible indirectly by virtue of its ownership of Simplot Taiwan Inc.
- The Note has no expiration date.
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