Filing Details

Accession Number:
0001209191-20-013448
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-27 16:54:17
Reporting Period:
2020-02-26
Accepted Time:
2020-02-27 16:54:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1212458 Proofpoint Inc PFPT Services-Computer Processing & Data Preparation (7374) 510414846
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1547434 Gary Steele C/O Proofpoint, Inc.
892 Ross Drive
Sunnyvale CA
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-26 20,000 $36.00 144,866 No 4 M Direct
Common Stock Disposition 2020-02-26 5,084 $115.82 139,782 No 4 S Direct
Common Stock Disposition 2020-02-26 8,267 $116.51 131,515 No 4 S Direct
Common Stock Disposition 2020-02-26 4,700 $117.82 126,815 No 4 S Direct
Common Stock Disposition 2020-02-26 1,949 $118.66 124,866 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2020-02-26 20,000 $0.00 20,000 $36.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
84,241 2024-03-25 No 4 M Direct
Footnotes
  1. The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person.
  2. Represents the aggregate of sales effected on the same day at different prices.
  3. Represents the weighted average sale price. The lowest price at which shares were sold was $115.20 and the highest price at which shares were sold was $116.20. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5) and (6) to this Form 4.
  4. Represents the weighted average sale price. The lowest price at which shares were sold was $116.22 and the highest price at which shares were sold was $117.21.
  5. Represents the weighted average sale price. The lowest price at which shares were sold was $117.28 and the highest price at which shares were sold was $118.26.
  6. Represents the weighted average sale price. The lowest price at which shares were sold was $118.29 and the highest price at which shares were sold was $119.19.
  7. The stock option is fully vested.