Filing Details
- Accession Number:
- 0001463101-20-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-26 20:48:35
- Reporting Period:
- 2020-02-25
- Accepted Time:
- 2020-02-26 20:48:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1463101 | Enphase Energy Inc. | ENPH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183967 | J Thurman Rodgers | 575 Eastview Way Woodside CA 94062 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-02-24 | 2,000,000 | $0.00 | 3,406,574 | No | 5 | G | Indirect | By Trust |
| Common Stock | Acquisiton | 2020-02-24 | 2,000,000 | $0.00 | 2,000,000 | No | 5 | G | Indirect | By Charitable Trust |
| Common Stock | Disposition | 2020-02-25 | 393,899 | $50.79 | 1,606,101 | No | 4 | S | Indirect | By Charitable Trust |
| Common Stock | Disposition | 2020-02-25 | 297,261 | $51.83 | 1,308,840 | No | 4 | S | Indirect | By Charitable Trust |
| Common Stock | Disposition | 2020-02-25 | 249,895 | $52.44 | 1,058,945 | No | 4 | S | Indirect | By Charitable Trust |
| Common Stock | Disposition | 2020-02-25 | 70,920 | $53.76 | 988,025 | No | 4 | S | Indirect | By Charitable Trust |
| Common Stock | Disposition | 2020-02-25 | 236,128 | $54.85 | 751,897 | No | 4 | S | Indirect | By Charitable Trust |
| Common Stock | Disposition | 2020-02-25 | 434,853 | $55.60 | 317,044 | No | 4 | S | Indirect | By Charitable Trust |
| Common Stock | Disposition | 2020-02-25 | 31,701 | $56.49 | 285,343 | No | 4 | S | Indirect | By Charitable Trust |
| Common Stock | Disposition | 2020-02-26 | 14,222 | $49.53 | 271,121 | No | 4 | S | Indirect | By Charitable Trust |
| Common Stock | Disposition | 2020-02-26 | 7,762 | $50.91 | 263,359 | No | 4 | S | Indirect | By Charitable Trust |
| Common Stock | Disposition | 2020-02-25 | 106,649 | $52.10 | 156,710 | No | 4 | S | Indirect | By Charitable Trust |
| Common Stock | Disposition | 2020-02-26 | 154,584 | $52.70 | 2,126 | No | 4 | S | Indirect | By Charitable Trust |
| Common Stock | Disposition | 2020-02-26 | 2,126 | $53.58 | 0 | No | 4 | S | Indirect | By Charitable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | By Trust |
| No | 5 | G | Indirect | By Charitable Trust |
| No | 4 | S | Indirect | By Charitable Trust |
| No | 4 | S | Indirect | By Charitable Trust |
| No | 4 | S | Indirect | By Charitable Trust |
| No | 4 | S | Indirect | By Charitable Trust |
| No | 4 | S | Indirect | By Charitable Trust |
| No | 4 | S | Indirect | By Charitable Trust |
| No | 4 | S | Indirect | By Charitable Trust |
| No | 4 | S | Indirect | By Charitable Trust |
| No | 4 | S | Indirect | By Charitable Trust |
| No | 4 | S | Indirect | By Charitable Trust |
| No | 4 | S | Indirect | By Charitable Trust |
| No | 4 | S | Indirect | By Charitable Trust |
Footnotes
- On February 24, 2020, the Reporting Person contributed 2,000,000 shares of the company's common stock to an irrevocable charitable trust established by the Reporting Person (the "Trust").
- After the Reporting Person's gift to the Trust, the Reporting Person beneficially owns 3,406,574 shares of common stock. In addition, the Reporting Person also beneficially owns 4% convertible senior notes due 2023 that are currently convertible into 900,090 shares of common stock and company stock options, as previously reported as derivative securities acquired and beneficially owned by the Reporting Person.
- Following the gift to the Trust, on February 25, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $50.125 to 51.12. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $51.13 to $52.13. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $52.135 to $53.085. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $53.18 to $54.18. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $54.185 to $55.185. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $55.19 to $56.19. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $56.20 to $57.00. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- Following the gift to the Trust, on February 26, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $49.27 to $50.18. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $50.33 to $51.325. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $51.39 to $52.39. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $52.40 to $53.31. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $53.475 to $53.80. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
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