Filing Details

Accession Number:
0001209191-20-012963
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-26 16:08:05
Reporting Period:
2020-02-25
Accepted Time:
2020-02-26 16:08:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 710682831
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365246 Tracy French P.o. Box 966
Conway AR 72033
Centennial Bank Ceo/President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-25 2,000 $18.59 136,948 No 4 P Direct
Common Stock Acquisiton 2020-02-25 450 $18.58 29,672 No 4 P Indirect By IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - Restricted Stock 11,334 Direct
Common Stock - Performance Based 91,667 Direct
Common Stock 43,630 Indirect By 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Stock Option $23.32 2028-07-19 150,000 150,000 Direct
Common Stock Stock Option $8.62 2023-01-17 40,000 40,000 Direct
Common Stock Stock Option $9.54 2023-04-17 40,000 40,000 Direct
Common Stock Stock Option $14.71 2025-01-15 100,000 100,000 Direct
Common Stock Performance Stock Option $18.46 2025-08-23 150,000 150,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2028-07-19 150,000 150,000 Direct
2023-01-17 40,000 40,000 Direct
2023-04-17 40,000 40,000 Direct
2025-01-15 100,000 100,000 Direct
2025-08-23 150,000 150,000 Direct
Footnotes
  1. Restricted Stock granted on January 27, 2020 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
  2. Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date. The stock began vesting in 33 1/3% installments on August 24, 2018.
  3. The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met.
  4. The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on December 31, 2016 and the stock began vesting on December 31, 2019.
  5. Reflects adjustments from fees charged to the Home BancShares, Inc. 401(k) Plan since the last filing.
  6. The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met.
  7. The option is exercisable in five equal annual installments. The first installment became exercisable on January 16, 2016.
  8. The option is exercisable in five equal annual installments. The first installment becomes exercisable on January 18, 2014.
  9. The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 18, 2014.
  10. Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.