Filing Details

Accession Number:
0001104659-20-024978
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-25 20:40:54
Reporting Period:
2020-02-21
Accepted Time:
2020-02-25 20:40:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1297989 Exlservice Holdings Inc. EXLS Services-Business Services, Nec (7389) 820572194
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1627017 Kumar Nalin Miglani 320 Park Avenue
New York NY 10022
Evp And Chief Hr Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Disposition 2020-02-21 953 $78.20 0 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2020-02-22 1,603 $0.00 1,603 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2020-02-22 613 $77.28 990 No 4 F Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2020-02-23 1,787 $0.00 2,777 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2020-02-23 683 $77.28 2,094 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Restricted Stock Units Disposition 2020-02-22 1,603 $0.00 1,603 $0.00
Common Stock, Par Value $0.001 Per Share Restricted Stock Units Disposition 2020-02-23 1,787 $0.00 1,787 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,205 No 4 M Direct
1,788 No 4 M Direct
Footnotes
  1. This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
  2. Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.
  3. The reporting person's restricted stock units reported in this report vested on February 22, 2020. Pursuant to the Company's 2015 Amendment and Restatement of the 2006 Omnibus Award Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.
  4. The reporting person's restricted stock units reported in this report vested on February 23, 2020. Pursuant to the Company's 2015 Amendment and Restatement of the 2006 Omnibus Award Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding.
  5. On February 22, 2018, the reporting person was granted 6,410 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 22, 2019, an additional 25 percent of the restricted stock units became vested on February 22, 2020, an additional 25 percent of the restricted stock units will vest on February 22, 2021, and the remaining balance of 25 percent of the restricted stock units will vest on February 22, 2022.
  6. On February 23, 2017, the reporting person was granted 7,150 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 23, 2018, an additional 25 percent of the restricted stock units became vested on February 23, 2019, an additional 25 percent of the restricted stock units became vested on February 23, 2020, and the remaining balance of 25 percent of the restricted stock units will vest on February 23, 2021.