Filing Details
- Accession Number:
- 0001749705-20-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-25 18:22:40
- Reporting Period:
- 2020-02-21
- Accepted Time:
- 2020-02-25 18:22:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1552033 | Transunion | TRU | Services-Consumer Credit Reporting, Collection Agencies (7320) | 611678417 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1749705 | E David Wojczynski | C/O Transunion 555 West Adams Street Chicago IL 60661 | President, Healthcare | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-21 | 3,593 | $0.00 | 35,357 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2020-02-21 | 1,800 | $8.57 | 37,157 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-21 | 9,053 | $100.00 | 28,104 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2020-02-21 | 1,800 | $8.57 | 1,800 | $8.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-04-01 | No | 4 | M | Direct |
Footnotes
- Represents a grant of restricted stock units that vest ratably over three years, i.e., 33% on the first anniversary of the date of grant, 33% on the second anniversary of the date of grant, and 34% on the third anniversary of the date of grant.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan.
- Represents an initial grant of 35,990 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.
Billionaire Hedge Funds
