Filing Details
- Accession Number:
- 0001790565-20-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-24 21:50:58
- Reporting Period:
- 2020-02-20
- Accepted Time:
- 2020-02-24 21:50:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1318605 | Tesla Inc. | TSLA | Motor Vehicles & Passenger Car Bodies (3711) | 912197729 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1495158 | J. Antonio Gracias | C/O Tesla, Inc. 3500 Deer Creek Road Palo Alto CA 94304 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-20 | 25,000 | $261.89 | 25,509 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-20 | 25,500 | $250.69 | 51,009 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-20 | 13,458 | $342.77 | 64,467 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-20 | 13,194 | $370.83 | 77,661 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-20 | 300 | $883.83 | 77,361 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-20 | 1,584 | $885.16 | 75,777 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-20 | 2,516 | $886.05 | 73,261 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-20 | 5,218 | $887.16 | 68,043 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-20 | 5,307 | $888.21 | 62,736 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-20 | 4,417 | $889.22 | 58,319 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-20 | 7,677 | $890.19 | 50,642 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-20 | 11,608 | $891.25 | 39,034 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-20 | 9,621 | $892.21 | 29,413 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-20 | 3,404 | $893.27 | 26,009 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-20 | 700 | $894.11 | 25,309 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-20 | 1,215 | $895.30 | 24,094 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-20 | 2,651 | $896.46 | 21,443 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-20 | 4,915 | $897.56 | 16,528 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-20 | 10,997 | $898.39 | 5,531 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-20 | 4,922 | $899.43 | 609 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-20 | 100 | $900.05 | 509 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-02-20 | 25,500 | $0.00 | 25,500 | $250.69 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-02-20 | 25,000 | $0.00 | 25,000 | $261.89 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-02-20 | 13,458 | $0.00 | 13,458 | $342.77 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-02-20 | 13,194 | $0.00 | 13,194 | $370.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,500 | 2022-06-12 | No | 4 | M | Direct | |
| 25,000 | 2022-06-18 | No | 4 | M | Direct | |
| 37,542 | 2025-06-12 | No | 4 | M | Direct | |
| 36,806 | 2025-06-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 268,857 | Indirect | by AJG Growth Fund |
Footnotes
- The shares shown in this Form 4 as held by the reporting person and AJG Growth Fund LLC reflect the transfer of certain shares previously held by Valor Equity Management II, LP, of which the reporting person is the manager, and which shares were also previously attributed to the reporting person.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $883.790 to $883.880, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $884.580 to $885.560, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $885.605 to $886.600, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $886.660 to $887.650, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $887.730 to $888.720, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $888.745 to $889.740, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $889.750 to $890.730, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $890.755 to $891.720, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $891.760 to $892.750, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $892.760 to $893.750, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $893.790 to $894.740, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $894.880 to $895.630, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $896.000 to $896.970, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $897.000 to $897.960, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $898.000 to $898.985, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $899.000 to $899.960, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These shares are owned directly by AJG Growth Fund LLC. The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary of June 12, 2015, such that all shares subject to the Option became fully vested and exercisable by June 12, 2018.
- This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary of June 18, 2015, such that all shares subject to the Option became fully vested and exercisable by June 18, 2018.
- This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary beginning on June 12, 2018, such that all shares subject to the Option shall be fully vested and exercisable by June 12, 2021.
- This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary beginning on June 18, 2018, such that all shares subject to the Option shall be fully vested and exercisable by June 18, 2021.
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