Filing Details

Accession Number:
0001104659-20-024316
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-24 17:03:59
Reporting Period:
2020-02-20
Accepted Time:
2020-02-24 17:03:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1176948 Ares Management Corp ARES Investment Advice (6282) 954656677
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1493586 Ryan Berry 2000 Avenue Of The Stars
12Th Floor
Los Angeles CA 90067
Chief Mktg. & Strategy Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-02-20 29,726 $40.18 600,640 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 2,700 Indirect By Retirement Savings Plan
Class A Common Stock 7,387 Indirect By Spouse's SEP IRA
Class A Common Stock 99,685 Indirect By Reporting Person & Spouse as joint tenants with right of survivorship
Class A Common Stock 5,003 Indirect By IRA
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold on February 20, 2020 in multiple transactions at prices ranging from $40.09 to $40.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Reflects 600,640 restricted units granted under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.