Filing Details

Accession Number:
0001209191-20-011852
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-21 21:20:24
Reporting Period:
2020-02-19
Accepted Time:
2020-02-21 21:20:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1596967 Moelis & Co MC Investment Advice (6282) 464500216
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604471 R. Osamu Watanabe C/O Moelis &Amp; Company
399 Park Avenue, 5Th Floor
New York NY 10022
General Counsel, Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-02-19 16,969 $37.54 131 No 4 S Direct
Class A Common Stock Acquisiton 2020-02-20 17,333 $0.00 17,464 No 4 M Direct
Class A Common Stock Disposition 2020-02-20 194 $36.72 17,270 No 4 F Direct
Class A Common Stock Disposition 2020-02-20 8,667 $36.72 8,603 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock 2014 Incentive RSUs Granted in 2015 Disposition 2020-02-20 4,961 $0.00 4,961 $0.00
Class A Common Stock 2015 Incentive RSUs Disposition 2020-02-20 4,414 $0.00 4,414 $0.00
Class A Common Stock 2016 Incentive RSUs Disposition 2020-02-20 3,027 $0.00 3,027 $0.00
Class A Common Stock 2017 Incentive RSUs Disposition 2020-02-20 2,434 $0.00 2,434 $0.00
Class A Common Stock 2018 Incentive RSUs Disposition 2020-02-20 2,497 $0.00 2,497 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
4,415 No 4 M Direct
6,053 No 4 M Direct
7,305 No 4 M Direct
9,990 No 4 M Direct
Footnotes
  1. Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
  2. The RSUs were settled for Class A common stock on February 20, 2020.