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Filing Details

Accession Number:: 0001749948-20-000003
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-02-21 18:11:42
Reporting Period:: 2020-02-19

Accepted Time:: 2020-02-21 18:11:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1689923	Alteryx Inc.	AYX	Services-Prepackaged Software (7372)	900673106

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1749948	Derek Knudsen	C/O Alteryx, Inc 3345 Michelson Drive, Suite 400 Irvine CA 92612	Chief Technology Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2020-02-19	4,984	$0.00	22,145	No	4	A	Direct
Class A Common Stock	Acquisiton	2020-02-19	7,176	$57.58	29,321	No	4	M	Direct
Class A Common Stock	Acquisiton	2020-02-19	6,985	$68.26	36,306	No	4	M	Direct
Class A Common Stock	Disposition	2020-02-19	4,495	$152.25	31,811	No	4	S	Direct
Class A Common Stock	Disposition	2020-02-19	13,340	$153.26	18,471	No	4	S	Direct
Class A Common Stock	Disposition	2020-02-19	200	$153.75	18,271	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option (Right to Buy)	Acquisiton	2020-02-19	10,878	$0.00	10,878	$153.26
Class A Common Stock	Stock Option (Right to Buy)	Acquisiton	2020-02-19	7,176	$0.00	7,176	$57.58
Class A Common Stock	Stock Option (Right to Buy)	Acquisiton	2020-02-19	6,985	$0.00	6,985	$68.26

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
10,878	2030-02-18	No	4	A	Direct
13,367	2028-09-04	No	4	M	Direct
16,411	2029-03-03	No	4	M	Direct

Footnotes

Represents an award of restricted stock units ("RSUs"). 1/3rd of the total RSUs will vest on January 1, 2021, and on each yearly anniversary thereafter, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
Includes (i) 18,249 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 22 shares acquired under the Alteryx, Inc. employee stock purchase plan through August 14, 2019.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.75 to $152.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.75 to $153.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The stock option vests and becomes exercisable as to 1/3rd of the shares subject to the option on January 1, 2021, and thereafter vests as to 1/36th of the total number of shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date.
The stock option vested and became exercisable as to 1/4th of the shares subject to the option on September 1, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date.
The stock option vested and became exercisable as to 1/3rd of the shares subject to the option on January 1, 2020, and thereafter vests as to 1/36th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date.