Filing Details
- Accession Number:
- 0001209191-20-011606
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-21 17:00:28
- Reporting Period:
- 2020-02-19
- Accepted Time:
- 2020-02-21 17:00:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216448 | Patrick Harshman | 4300 North First Street San Jose CA 95134 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-19 | 67,747 | $5.78 | 1,041,814 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-19 | 63,662 | $6.75 | 978,152 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option/Right to buy | Disposition | 2020-02-19 | 67,747 | $6.75 | 67,747 | $5.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 203,244 | 2014-02-15 | 2020-03-15 | No | 4 | M | Direct |
Footnotes
- Shares sold to cover exercise price and taxes in connection with exercise of stock option expiring on March 15, 2020.
Billionaire Hedge Funds
