Filing Details

Accession Number:
0001225208-20-003061
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-21 15:16:12
Reporting Period:
2020-02-19
Accepted Time:
2020-02-21 15:16:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
823768 Waste Management Inc WM Refuse Systems (4953) 731309529
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1761525 Steve Batchelor 1001 Fannin Street
Houston TX 77002
Sr. Vice President Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-20 10,442 $36.89 31,467 No 4 M Direct
Common Stock Acquisiton 2020-02-20 9,146 $41.37 40,613 No 4 M Direct
Common Stock Acquisiton 2020-02-20 8,003 $34.94 48,616 No 4 M Direct
Common Stock Acquisiton 2020-02-20 7,342 $54.64 55,958 No 4 M Direct
Common Stock Acquisiton 2020-02-20 6,350 $56.24 62,308 No 4 M Direct
Common Stock Disposition 2020-02-20 41,463 $123.71 20,845 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2020-02-19 20,860 $0.00 20,860 $126.01
Common Stock Stock Option (Right to Buy) Disposition 2020-02-20 7,342 $54.64 7,342 $54.64
Common Stock Stock Option (Right to Buy) Disposition 2020-02-20 6,350 $56.24 6,350 $56.24
Common Stock Stock Option (Right to Buy) Disposition 2020-02-20 9,146 $41.37 9,146 $41.37
Common Stock Stock Option (Right to Buy) Disposition 2020-02-20 10,442 $36.89 10,442 $36.89
Common Stock Stock Option (Right to Buy) Disposition 2020-02-20 8,003 $34.94 8,003 $34.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,860 2021-02-20 2030-02-20 No 4 A Direct
0 2016-02-25 2025-02-25 No 4 M Direct
180 2017-02-26 2027-02-26 No 4 M Direct
0 2015-03-07 2024-03-07 No 4 M Direct
0 2014-03-08 2023-03-08 No 4 M Direct
0 2013-03-09 2022-03-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 966 Indirect By 401(k) Plan
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $123.5250 to $123.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.
  3. Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.