Filing Details

Accession Number:
0001127602-20-006819
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-21 10:47:31
Reporting Period:
2020-02-19
Accepted Time:
2020-02-21 10:47:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137774 Prudential Financial Inc PRU Life Insurance (6311) 223703799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1795452 F Andrew Sullivan 751 Broad Street, 4Th Floor
Attn: Corporate Compliance
Newark NJ 07102
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-02-19 2,020 $93.32 9,537 No 4 S Direct
Common Stock Acquisiton 2020-02-19 2,524 $0.00 12,061 No 4 M Direct
Common Stock Disposition 2020-02-19 2,279 $93.33 9,782 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2016 Employee Stock Option (Right to Buy) Disposition 2020-02-19 2,524 $0.00 2,524 $63.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2026-02-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 341 Indirect By 401(k)
Footnotes
  1. Following the transaction reported on this Form 4, Mr. Sullivan continues to hold 9,782 shares directly and 341 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 9,755 vested stock options, 43,305 unvested stock options, 1,590 deferred compensation shares, and 34,575 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  2. The options vest in three equal annual installments beginning on February 9, 2017.