Filing Details

Accession Number:
0001225208-20-002990
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-20 17:55:35
Reporting Period:
2020-02-18
Accepted Time:
2020-02-20 17:55:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1133421 Northrop Grumman Corp NOC Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) 800640649
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1791724 D Mary Petryszyn 2980 Fairview Park Drive
Falls Church VA 22042
Cvp, Pres, Defense Systems No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-02-18 510 $0.00 8,901 No 4 M Direct
Common Stock Disposition 2020-02-18 194 $372.42 8,707 No 4 F Direct
Common Stock Disposition 2020-02-18 1,200 $370.95 7,507 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Rights Disposition 2020-02-18 510 $0.00 510 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,434 No 4 M Direct
Footnotes
  1. In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2020) fell on a holiday, the award shares vested on February 18, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on February 18, 2020. The shares will be distributed into the participant's account on February 19, 2020.
  2. Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020.
  3. Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).
  4. Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.
  5. Total amount includes 2,545 RSRs granted under the LTISP on 2/12/20 that will vest on 2/12/23; 487 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; and 402 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21.