Filing Details
- Accession Number:
- 0001707925-20-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-20 17:03:32
- Reporting Period:
- 2020-02-18
- Accepted Time:
- 2020-02-20 17:03:32
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1441755 | J Matthew White | C/O Linde Plc The Priestley Centre, 10 Priestley Road Guildford, Surrey X0 GU2 7XY | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2020-02-18 | 31,090 | $128.80 | 54,271 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-02-18 | 23,336 | $224.07 | 30,935 | No | 4 | F | Direct | |
| Ordinary Shares | Disposition | 2020-02-18 | 7,754 | $223.99 | 23,181 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2020-02-18 | 15,060 | $110.58 | 38,241 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-02-18 | 10,993 | $222.64 | 27,248 | No | 4 | F | Direct | |
| Ordinary Shares | Disposition | 2020-02-18 | 4,067 | $223.74 | 23,181 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option (right to buy) | Disposition | 2020-02-18 | 15,060 | $0.00 | 15,060 | $110.58 |
| Ordinary Shares | Stock Option (right to buy) | Disposition | 2020-02-18 | 31,090 | $0.00 | 31,090 | $128.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-02-26 | 2023-02-26 | No | 4 | M | Direct |
| 0 | 2015-02-25 | 2024-02-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 3,025 | Indirect | 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Restricted Stock Units | $0.00 | 4,170 | 4,170 | Direct | ||
| Ordinary Shares | Restricted Stock Units | $0.00 | 7,765 | 7,765 | Direct | ||
| Ordinary Shares | Restricted Stock Units | $0.00 | 7,960 | 7,960 | Direct | ||
| Ordinary Shares | Restricted Stock Unit | $0.00 | 5,450 | 5,450 | Direct | ||
| Ordinary Shares | Stock Option (right to buy) | $176.63 | 2020-03-20 | 2029-03-20 | 47,020 | 47,020 | Direct |
| Ordinary Shares | Stock Option (right to buy) | $128.38 | 2016-02-24 | 2025-02-24 | 40,865 | 40,865 | Direct |
| Ordinary Shares | Stock Option (right to buy) | $102.22 | 2017-02-23 | 2026-02-23 | 85,205 | 85,205 | Direct |
| Ordinary Shares | Stock Option (right to buy) | $118.71 | 2018-02-28 | 2027-02-28 | 72,795 | 72,795 | Direct |
| Ordinary Shares | Stock Option (right to buy) | $154.00 | 2019-02-27 | 2028-02-27 | 64,665 | 64,665 | Direct |
| Ordinary Shares | Deferred Stock Units | $0.00 | 875 | 875 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 4,170 | 4,170 | Direct | |
| 7,765 | 7,765 | Direct | |
| 7,960 | 7,960 | Direct | |
| 5,450 | 5,450 | Direct | |
| 2029-03-20 | 47,020 | 47,020 | Direct |
| 2025-02-24 | 40,865 | 40,865 | Direct |
| 2026-02-23 | 85,205 | 85,205 | Direct |
| 2027-02-28 | 72,795 | 72,795 | Direct |
| 2028-02-27 | 64,665 | 64,665 | Direct |
| 875 | 875 | Direct |
Footnotes
- Ordinary shares withheld from the stock option exercise to pay exercise price and taxes.
- The price reported is the weighted average sale price. The sale prices ranged from $223.96 to $224.13. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
- Restricted Stock Units that will vest in full and payout on or about February 27, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
- Restricted Stock Units that will vest in full and payout on or about February 28, 2020 in Linde plc Ordinary Shares on a one-for-one basis.
- This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
- This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
- This option vests over three years in three consecutive equal annual installments beginning on February 23, 2017.
- This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
- This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
- Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis.
- Deferred stock units acquired under Compensation Deferral Plan ("Deferral Plan"). The deferred stock units will payout in Linde plc Ordinary Share on a one-for-one basis in accordance with the Plan.
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