Filing Details
- Accession Number:
- 0001209191-20-010887
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-02-19 21:46:47
- Reporting Period:
- 2020-02-14
- Accepted Time:
- 2020-02-19 21:46:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1739936 | Svmk Inc. | SVMK | Services-Computer Programming, Data Processing, Etc. (7370) | 800765058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1753108 | D Lora Blum | C/O Svmk Inc. One Curiosity Way San Mateo CA 94403 | Sr Vp, Gen Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-02-14 | 81,248 | $16.03 | 171,465 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-14 | 81,248 | $21.08 | 90,217 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-02-18 | 7,750 | $13.20 | 97,967 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-02-18 | 8,333 | $12.35 | 106,300 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-02-18 | 15,983 | $21.45 | 90,317 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-02-18 | 100 | $22.20 | 90,217 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-02-18 | 36,640 | $0.00 | 126,857 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-02-14 | 81,248 | $0.00 | 81,248 | $16.03 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-02-18 | 7,750 | $0.00 | 7,750 | $13.20 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-02-18 | 8,333 | $0.00 | 8,333 | $12.35 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2020-02-18 | 73,280 | $0.00 | 73,280 | $21.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 243,752 | 2027-02-17 | No | 4 | M | Direct | |
| 31,000 | 2028-03-05 | No | 4 | M | Direct | |
| 66,668 | 2029-02-15 | No | 4 | M | Direct | |
| 73,280 | 2030-02-18 | No | 4 | A | Direct |
Footnotes
- Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.
- Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy
- This transaction was executed in multiple trades at prices ranging from $21.03 to $21.27. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $21.06 to $22.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Grant of Restricted Stock Units ("RSUs") 1/12th of the total number of RSUs will vest on 05/15/2020 and 1/12th of the total number of RSUs will vest quarterly thereafter for the remaining 11 quarters, subject to the Reporting Person's continued employment or service to the Company until fully vested.
- The option, originally granted for 325,000 shares, vested as to 1/4th of the shares on 01/23/2018, and 1/48th of the total number of option shares vest monthly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
- The option, originally granted for 93,000 shares, vested as to 1/12th of the shares on 05/15/2018 and an additional 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
- The option, originally granted for 100,000 shares, vested as to 1/12th of the shares on 05/15/2019, and 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
- The option, granted for 73,280 shares, vests as to 1/12th of the shares on 05/15/2020 and an additional 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
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