Filing Details

Accession Number:
0001562180-20-001356
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-02-19 16:25:58
Reporting Period:
2020-02-14
Accepted Time:
2020-02-19 16:25:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1318220 Waste Connections Inc. WCN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1132334 Eric Hansen 3 Waterway Square Place
Suite 110
The Woodlands TX 77380
Senior Vice President And Cio No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2020-02-15 683 $0.00 6,867 No 4 M Direct
Common Shares Disposition 2020-02-15 269 $103.81 6,598 No 4 F Direct
Common Shares Disposition 2020-02-18 5,000 $104.28 1,598 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Restricted Share Units Acquisiton 2020-02-14 2,750 $0.00 2,750 $0.00
Common Shares Restricted Share Units Acquisiton 2020-02-14 2,750 $0.00 2,750 $0.00
Common Shares Restricted Share Units Disposition 2020-02-15 683 $0.00 683 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,750 No 4 A Direct
2,750 No 4 A Direct
2,049 No 4 M Direct
Footnotes
  1. Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.
  2. Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.
  3. Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 6,875 (250% of the target number).
  4. Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 15, 2019 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2019. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1.